General Securities Representative Exam
- Product Code: series 7
- Exam Questions: 232
- Vendor: finra
$9.99
$12.99- Updated At: Nov 14, 2024
General Securities Representative Exam (GSRE)
The General Securities Representative Exam (GSRE) is a certification exam for securities industry professionals, administered by FINRA. It tests the knowledge and skills of candidates to become a general securities representative, who represents a brokerage firm with clients.
Focus
The General Securities Representative Exam certification focuses on Securities trading, brokerage, investment banking, and regulatory compliance
Exam Duration
The General Securities Representative Exam exam duration is 3 hours (Series 7 exam) or 3 hours and 45 minutes (GSRE exam)
Num of Question
The exam contains a total of 250 multiple-choice questions
Exam Fee
The exam fee is $345 (series 7), $345 exam fee + $175 (exam fee for combined series 7 and series 66) or $99 for (GWO exam fee).
Exam Validity
The CCRN-Pediatric certification is valid for Valid for 2 years.
Prior Certification
- Series 7 or Series 66 exam
Exam Format
The General Securities Representative Exam exam is a Multiple-choice questions
Passing Conditions
To pass General Securities Representative Exam exam, applicants must achieve a minimum score of Pass all three subsections (Trading, Communications, and Ethics)
Who Should Take
The General Securities Representative Exam is intended for financial professionals, specifically those seeking to become a general securities representative.
- Financial Advisor
- Portfolio Manager
- Wealth Management Specialist
- Investment Banker
- Stockbroker
Prerequisites
6-12 months of supervisory experience, or 1-2 years of direct industry experience; however, work experience may not be required for substitute credentials
Or can substitute with certifications:
- Successful completion of the CWS exam or the CFA II exam
- Successful completion of the GWO exam
Certification Process
- Step 1: Apply for the exam
- Step 2: Pass the qualifying exam with a minimum score of 72%
- Step 3: Obtain sponsorship from a member firm
- Step 4: Pass the qualification exam
Domains with Weights
- Trading (50%): Understanding of the trading process, including trading strategies, risk management, and market structure
- Communications (30%): Knowledge of effective communication skills for financial professionals, including regulatory compliance, financial planning, and marketing techniques
- Ethics (20%): Understanding of professional conduct, compliance regulations, and ethics in the securities industry
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